A household-level view
Concentration and risk are checked across every account a household holds, not one at a time.
Account openings, suitability exceptions, surveillance alerts and large withdrawals, each recorded with the household view, the rules applied and the supervisor who approved it.
Start in a private sandbox with synthetic or approved sample data, using the shared foundation for one real decision, and shape the industry pack with us as it's built. Reuses the shared people, household and organization building blocks.
Advisors, supervisory principals, compliance and surveillance teams, and operations.
AI helps advisors prepare recommendations and summarize alerts, and supervisors review them. But a client's exposure is spread across several accounts and custodians, alert dispositions are recorded in a separate tool, and concerns about an older client may live only in an advisor's notes.
Each decision sees every account in the household, applies the suitability rules in force, and records the supervisor's approval with the evidence. Protections for older or vulnerable clients are applied every time, not when someone remembers.
Concentration and risk are checked across every account a household holds, not one at a time.
Exceptions are approved by a principal whose authority covers them, with the reasons kept.
Unusual withdrawals and changes trigger the right holds and contacts consistently.
Each surveillance disposition records what was reviewed and why it was closed or escalated.
A synthetic example of the planned workflow.
The client's brokerage, retirement and trust accounts across two custodians are linked into one household.
Across the household, one issuer exceeds the firm's concentration threshold.
Because it is an exception, it goes to a supervisory principal rather than being approved by the advisor.
The principal approves with conditions and records the client's stated objectives.
The household view, the threshold, the conditions and the approval are sealed together.
Design partners set these baselines on their current process, so the improvement can be measured when the pack is ready.
KrisVen provides governance infrastructure that supports these expectations. Determining and attesting to compliance remains the responsibility of the deploying organization and its counsel.
KrisVen will connect to the systems your teams already use and record the decisions made with them. It doesn't replace them.
Design partners start now on the shared foundation with one real decision, and get early access as the industry pack is completed.